Practices

Practice of financial market

The specialization of the lawyers of Incor Alliance Law Office is the financial market; they can provide you with a great range of services of solving the problems connected with corporate relationship of the participants of financial market.

Incor Alliance Law Office's specialists are qualified in financial market, with many years' experience in legal support of the joint-stock companies activities, including coordination the professional participants of the equity market and to represent the clients’ interest in The Federal Financial Markets Service in Russia and its territory bodies including the registration of issuing securities.

Within the practice of financial markets, “Incor Alliance” offers the following services:

• Legal expert examination, adjustment of the constituent and internal documents of the company in accordance with legislation standards.
• Drafting documents required for keeping the register which is supposed to be carry out on its own.
• Adjustment of the register of the inscribed securities owner's (carried out by the issuer independently) in accordance to Russia Federal Financial Markets Service Order dated 13th of August 2009 №09-33/pz-n. This includes drafting the rules for keeping the register of registered placement owners of the operations connected with transferring right of ownership to the securities.
• Drafting of documents required for the process of interaction between the issuer and company registrar that is to be an independent registrator.
• Drafting of documents required for holding of the general shareholders, meeting of board directors of the company.
• Working out the procedure of obligatory disclosure and drafting required for disclosure of such information and submit the reporting at the Federal Financial Markets Service (or its territory bodies)
• The representation of legal entity interests in the Federal Financial Markets Service (its territory bodies) in administrative procedures.
• Legal support of securities transactions.
• Legal support in carrying out the capital issue (initial issue, additional issue, fund conversion) that includes:
  - determination of capital issue type and parameters;
  - drafting the plan of capital issuing that includes the lists of actions required at each step of capital issue procedure;
  - drafting documents for registration required for each step (according to the drafting plan);
  - drafting and submission 1) decision to issue the fund 2) report of the results of this issuing registration;
  - draft and submission security issue (prospect) for registration;
  - representation of the company's interests in the Federal Financial Markets Service (its territory bodies) while facing any problems at any stage of the fund issuing procedure.

Legal corporate support can combine all above mentioned services.

The person in charge:
Philipp Shtivelberg